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Nov 6
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Aug 8
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The Credit Rating Agency Reform Act bill was passed last week by the Senate Banking Committee that gave “the U.S. Securities and Exchange Commission authority to regulate credit-rating agencies” according to nationalunderwriter.com. Companies affected by the bill are companies you...
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Aug 6
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The U.S. Securities and Exchange Commission has decided to initiate a request for formal study into “the different regulatory structures for investment advisors and broker dealers and how that affects investors” according to nationalunderwriter.com.This action is based upon the response...
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