TheInsurancePolicy: Financial Advisors Archives

Financial Advisors Archives

Nov 6	SEC Focuses On Annuity Sales Methods To Seniors & Pre-Retirees Andrew Smyth November 6, 2006 Know More: Broker Dealers, Broker Fees, Financial Advisors, Insurance News, Investment Advisors, SEC, nationalunderwriter.com 2.0, Broker Dealers Annuities have always faced close scrutiny from the financial world and are great products when sold correctly. The U.S. Securities and Exchange Commission is currently conducting a nationwide “sweep to find specific problems with the methods used to sell annuities... Posted at 10:00 AM \| Permalink \| Comments
Apr25	The Baby Boomer Market Realization Andrew Smyth April 25, 2006 I recently read an article on www.nationalunderwriter.com about baby boomers. I was floored while reading comments such as" they don't have enough money to pay for financial advice let alone for financial products and investments." or "I've interviewed advisors who... Continue Reading Posted at 3:06 PM \| Permalink \| Comments